The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

APPENDIX yp GE oo oS QUOTATIONS Duty of Members. It is the duty of the seller to see that reporters receive reports of transactions. Errors or omissions should be promptly calied to the attention of reporters. A request for a printing must be initialed by the member making the request. Except when printed erroneously through mechanical error, an opening or closing, or sale on which other transactions may be based, such as stopped stock and odd lots, or a sale against which any protest shall at the time be made, may not be cancelled or changed without approval of the Committee of Arrangements. Stopped Stock can not be printed on the tape or sheet if objected to by 1 member. TRANSACTIONS NoT APPEARING ON TAPE OR SHEETS I. No sale making a new high, low, opening or close may be printed on the tape or sheet of a day subsequent to the transaction. Note: Members may have transactions confirmed by the Secretary upon application in writing, giving the date, names of the parties and prices; or if there is a dispute arising therefrom, it should be referred to the proper Committee. 2. Upon request of a member (in the case of bonds through a member of the Bond Crowd Committee) and with the approval of a member of the Committee of Arrangements, a sale not making a new high, low, open- ing or close may be (a) printed on the tape before 9.45 a. m. of the day following the transaction or (b) printed upon the sheet of any day following the transaction. 3. The only exception to the above rules shall apply in the case of book bonds, and stocks dealt in on a 10-share unit basis, where transactions not appearing on the tape on the day of execution may be printed on a subse- quent day’s sheet, within seven days of the date of the transaction, pro- vided that the price does not conflict with bids and offers in the cabinets on the day of the transaction, and provided that the member or firm request- ing the printing of the transaction signs and files with the Exchange a letter assuming responsibility for any claims that may thereafter be made, Matters involving the settlement of ordinary questions arising in the course of trading, disputes regarding bids and offers, and requests with relation to the tape, should be referred to the Committee of Arrangements. Questions in regard to any unusual conditions should be referred to the Committee on Business Conduct. (April 8, 1929.) (VIc) “The Stock Exchange uses every possible precaution to protect its members in making contracts on its ‘floor,’ and that such action has been well taken is proven by the confidence shown: as evidenced by the fact, that a man’s word in the Stock Exchange is his bond, and nowhere in the world is so vast an amount of business carried on without the use of the written pledge or document, and with such small proportionate loss: and this same protection is ex-

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