The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

APPENDIX 551 Stock Exchange, purchased property in Trinity Place, erected an exchange building there, and thus transformed itself into an organized stock exchange. Its volume of activity has been second among Ameri- can stock exchanges only to the New York Stock Exchange. Its indoor status has permitted the adoption and enforcement of dis- ciplinary rules, and its evolution as an organized market has thus been assured. Naturally, the character of dealings upon it has been sensationally improved, as compared with “the old days in Broad Street.” The Constitution of the New York Stock Exchange forbids its members or firms to be members of, or to have membership in, any other stock exchange in New York City which deals in the same securities as the New York Stock Exchange. By a mutual under- standing between the Exchange and the Curb, the latter market ceases to trade in any issue as soon as it is listed upon the former. (IVA) Specifically these documents consist of (1) a memorandum in regard to copies of corporate papers, etc., required for the files of the Exchange; (2) the requirements themselves, with special sup- plementary requirements for (3) foreign internal shares and (4) investment trust securities; (5) a questionnaire to be signed by an officer of the applicant company; (6) a formal resolution by the cor- poration to apply for listing; (7) special agreements to be entered into between the applicant and the New York Stock Exchange; and distribution statements for (8) bond and (9) shares issues. The aforesaid memorandum summarizes the various details re- quired by the Committee on Stock List, as follows: ...Company Preliminary : Four drafts of application. One copy, Charters, By-Laws, Mortgages. etc. One distribution. Set of specimens. The following papers, etc., are required to complete the files: Check for $.. .and letter of transmittal to accompany application. I Application, original signed copy (and 12 copies’ a sign proof. final signed copy. Charter, with amendments (certified by Secretary of State), (and 3 copies). By-Laws, with amendments (certified) ; (and 3 copies). Leases (locations). Special Agreements. £L

Access restriction

Copyright

fullscreen: The work of the Stock Exchange

Monograph

Table of contents

Download

Monograph

This page

Image fragment

Citation links

Citation recommendation