The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

552 6 Resolutions: a. Authorizing issues—stockholders. b. “ “ —directors. C. “ reservation for conversion. d. “ listing—appearance of..... e. Appointing transfer agents and registrars. Registrar’s certificates as to amount registered. Opinion of counsel. Distribution (and 7 copies), all signed. Notice from Transfer Agent as to amount issued. Public authority certificate. Report of engineer (or equivalent). Map. Specimens (temporary) approved. 5 (permanent) approved... “ (altered) approved............ccovveeine vienna Mortgage or indenture (and supplements) (certified) (and 3 copies). Trustee's certificate, showing: (a) acceptance of trust; (b) securities are issued in accordance with indenture; (c) disposition of securi- ties redeemed or refunded; (d) collateral deposited; (e) disposition of prior obligations. Certified copy of release or satisfaction of underlying mortgages. Financial statements (certified). Questionnaire, Notice of availability of eligible security for trading (issue, transfers and exchanges). Notice from Company as to amount taken by underwriters. Agreements, Certificates of Deposit, Voting Trust, etc. Certified copy deposit or trust agreement. Certified copy circular issued by trustees or committee. Certificate as to amounts deposited. APPENDIX 18 19 20 21 er er Reorganizations : Certified copy decree of foreclosure or dissolution. Certified copy decree confirming sale. Certified copy of cour, authority for reorganization. Certified copy of plan. (IVe) The Requirements The Committee will meet Mondays at 3:15 ». M. An application, conforming to these requirements, signed by an execu- tive officer of the applying corporation, voting trustees, or depositary com- mittees, and nine printed or typewritten copies must be filed with the Secre- tary of the Exchange at least five days prior to date set for consideration. Applications must be accompanied by the required papers and agreements and by a check to be drawn to the order of “Treasurer, New York Stock Exchange” for a fee in accordance with the following schedule, such fee being computed separately for each class of security included in an appli- cation. In addition to such fees, companies making application are required to pay cost of printing. Printer’s bills will be submitted directly to the applicant.

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