The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

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APPENDIX E Changes, if any, in (1) charter; (2) by-laws; or (3) capitalization since previous application. F Changes in property, if any, since previous application. G (1) Character and amount of output since previous application or earnings as in application for original listing; (2) estimated output (char- acter and amount) for current year; (3) number of employees. H Income account, surplus account and balance sheet of recent date, also for constituent, subsidiary, owned or controlled companies, or a con- solidated income account, consolidated surplus account and a consolidated balance sheet. [ Policy as to depreciation and depletion. J Fiscal year, place and date of annual meeting, location of offices, and names of officials as covered by Paragraphs T, U, VV and I# on page 2. (Note: “When a corporation purposes to increase its authorized capital stock, thirty days’ notice of such proposed increase must be officially given to the Exchange before such increase may be admitted to dealings.”) (Note: “When the capital stock of a corporation is increased through conversion of convertible bonds already listed, the issuing corporation shall give immediate notice to the Exchange and the Committee on Stock List may, thereupon, authorize the registration of such shares and add them to the list.”) REQUIREMENTS FOR LISTING OF CERTIFICATES OF DEPoSIT, VOTING TrusT or Stock TRUST CERTIFICATES, ETC. Every application for the listing of certificates of deposit, voting trust or stock trust certificates, etc., shall recite: A (1) Name of applicant; (2) amount applied for (whether tempo- rary or permanent certificates); (3) depositary; (4) security deposited, and whether listed; (5) registrar. B (1) Date of agreement; (2) names of committee, or voting trustees ; (3) terms of trust; (4) powers and duties of committee, trustees. or depositary. C Reasons for deposit. D (1) Duration of trust or deposit; (2) extensions or limitations; (3) final date of deposits; 4) provision for deposits without penalty for approximately thirty days after listing, or if no time limit for deposit of securities without penalty is fixed, an agreement that approximately thirty days’ notice of such limitation of time shall be published and given to the Stock Exchange; (5) date of presentation of plan; (6) provisions for dissent and withdrawal; (7) percentage necessary to adoption; (8) pro rata, charges; (9) provisions for return of securities (or equivalent) ; (10) provision for payment of interest dividends, etc. E Applications to list Voting Trust or Stock Trust Certificates tc recite financial statements of company as in Paragraph R on page 2, F Agreement to deliver definitive securities at termination of Voting Trust or Voting Trust to be extended. G Agreement to have definitive securities listed. H Agreement by Voting Trustees to have company publish its financial statements, I Agreements contained on pages 5 and 6. 558

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