The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

APPENDIY 5540 (Note: Applications to list voting trust or stock trust certificates and certificates of deposit for securities not a delivery on the Stock Exchange must, in addition, comply with the Requirements.) Applications for each class of deposited securities shall be separate and certificates issued of distinctive colors. PAPERS TO BE FILED WITH APPLICATIONS In addition to application for listing, the following papers must be filed: For Stocks: I Three copies of charter, with amendments to date, one copy attested by proper public authority. 2 Three copies of by-laws, with amendments to date, one copy attested by an executive officer of corporation. 3 Three copies of leases, franchises, easements and special agreements, one copy of each attested by an executive officer of corporation. 4 One copy of resolutions of stockholders and directors and copy of proper public authority authorizing issue, each attested by an executive officer of corporation. 5 One copy of resolutions of stockholders or directors, and copy of proper public authority, authorizing issue of stock on conversion or other securities, attested by an executive officer of corporation. 6 One copy of resolutions of stockholders or directors directing specific reservation of authorized stock for conversion attested by an executive officer of corporation. 7 One copy of resolutions of stockholders, board of directors, or executive committee attested by an executive officer of corporation, author- izing, by name, official to appear for listing securities (form may be had on application). 8 Opinion of counsel (not an officer or director of the corporation) as to legality of (a) organization, (b) authorization, (c) issue, and (d) validity of securities. The Committee will not accept the opinion of an officer or director of an applying corporation nor of a firm in which the officer or director is a member, as counsel on any legal question affecting the corporation; wor will it accept the opinion of an officer or director of a guarantor corporation nor of a firm in which the officer or director is a member, on any legal question affecting the issuance of guaranteed securitics. 9 Six copies of detailed distribution of securities, one certified (form may be had on application). 10 One copy of resolution appointing transfer agent and registrar, attested by an executive officer of corporation. 11 Certificate of registrar of amount of securities registered at date of application. 12 Report of qualified engineer covering actual physical condition of property at recent date. 13 Map of property and contemplated extensions. 14 Specimens of all securities to be listed. Is Questionnaire (form may be had on application). 16 Certified copy of income accounts, surplus accounts and balance sheets contained in application. 17 Agreements. 18 Certified copy of printed circular issued by Bankers describing security, if available.

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