The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

560 APPENDIX For Bonbps: 19 All papers required for listing stocks and also ten copies of the mortgage or indenture, one copy (a) certified to by trustee, (b) with copies of all certificates of proper recording. 20 Trustees’ certificate required on page 6. 21 One copy of resolutions of stockholders or directors, and copy of proper public authority, authorizing issue of stock on conversion of bonds, attested by an executive officer of corporation. 22 One copy of resolution of stockholders or directors directing specific reservation of authorized stock for conversion, attested by an executive officer of corporation. 23 Certificate of disposition of securities redeemed or refunded. 24 Certificate as to collateral deposited. 25 Certified copy of release or satisfaction of underlying mortgages. For SecuURrITIES OF REORGANIZED CORPORATIONS : 1 All papers required for listing stocks and bonds. Opinion of counsel shall state that proceedings have been in conformity with legal require- ments, that title to property is vested in new corporation and is free and clear from all liens and incumbrances, except as distinctly specified; and also as to equities of securities of predecessor corporation. 2 Certified order of court confirming sale on foreclosure or other authority for reorganization. 3 Certified copy of plan of reorganization. 4 Certified income and surplus account and balance sheet at close of receivership, if available, 5 Certified balance sheet at date of reorganization. For ADDITIONAL AMOUNTS: I Nos. 4,5, 6,78, 09, 11, 15, 16, 17, 18 of papers required for original listings. 2 Nos. 1, 2, 3, 10, 12, 14 of said papers for stock, if any changes have occurred therein since previous application. 3 Nos. 1, 2, 3, 12, 14, 20, 21, 22, 23, 24, 25 of said papers for bonds, if any changes have occurred therein since previous application. 4 Certified copy of proper public authority for increase. For CerTiFICATES oF Deposit, Voting TRUST, ETC. : I Papers required for listing stocks and bonds. 2 Certified copies of any legal proceedings and court orders. 3 Three copies of deposit or trust agreement, one certified to by proper authority. 4 Three copies of circulars, issued by trustees or committee, one certi- fied to by proper authority. 5 Certificates of amounts deposited. AGREEMENTS To be made part of applications where applicable: I. To notify the New York Stock Exchange promptly of any change in the general character or nature of its business. 2. To notify the New York Stock Exchange immediately if it or any subsidiary or controlled company should dispose of any property or of any stock interest in any of its subsidiary or controlled companies, when such

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