The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

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576 APPENDIX of the Committee on Stock List; nor to select an officer or director of the company as a trustee of its mortgages or other listed securities, unless such officer or director be a co-trustee for an issue having a corporate trustee. 15. To notify the Stock Exchange in the event of the issuance or crea- tion in any form or manner of any rights to subscribe to, or to be allotted, its securities, or of any other rights or benefits pertaining to ownership in its securities, and to afford the holders of its listed securities a proper period within which to record their interests and to exercise their rights, and to issue all such rights in form approved by the Stock Exchange and to make the same transferable, payable and deliverable in the Borough of Manhattan, City of New York. 16. To notify the Stock Exchange promptly in the event of issuance of Options or Warrants to purchase stock; otherwise than pro rata to stock- holders, of the number of shares covered by such Options, of their terms and of the time within which they may be exercised and of any subsequent changes therein and thereafter to include this information together with like information as to any Options in existence at the time of approval of this application so long as said Options are outstanding, in all annual finan- cial reports furnished to stockholders and in all formal published reports. 17. Not to purchase or otherwise acquire for its own account, or indi- rectly through a subsidiary, shares of its common stock, however designated, otherwise than under exceptional and special circumstances. In case any such purchase is made, to submit promptly to the Committee on Stock List all relevant facts in connection therewith, and upon request of the Com- mittee to take such steps as the Committee deems necessary to make such re-acquired shares unavailable for trading without further application. 18. To make application to the Stock Exchange for the listing of addi- tional amounts of listed securities sufficiently prior to the issuance thereof to permit action in due course upon such application, 19. To publish promptly to holders of stock any action in respect to divi- dend on shares, or allotments of rights for subscription to securities, notices thereof to be sent to the Stock Exchange, and to give to the Stock Exchange at least ten days’ notice in advance of the closing of the transfer books, or extensions, or of the taking of a record of holders for any purpose. 20. To forward to the Stock Exchange copies of all notices mailed to stockholders looking toward cltrter amendments, and to file with the Stock Exchange a certified copy of amended charter, or Resolutions of Directors in the nature of amendments, as soon as such amendments or resolutions have become effective. 21. Not to purchase preferred stock for redemption except in the open market and not to select preferred stock for redemption otherwise than pro rata or by lot; to notify the Stock Exchange immediately and at least fifteen (15) days in advance of any such redemption, and to furnish to the Stock Exchange any information requested in reference to such redemption. 22. To notify the Stock Exchange of the change or removal, to a sub- stantial extent, of collateral deposited under any of its mortgage or trust indentures under which listed securities are outstanding. . 23. To have on hand at all times a sufficient supply of certificates to meet the demands for transfer. 24. If at any time the stock certificates of the company do not recite the preference of all classes of stock the company agrees with the Exchange

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