The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

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282 APPENDIX Questionnaire (To be signed by an officer of the company) This questionnaire accompanies application of the. for the listing of....... . Cree +—Is the management control of the Company held by any other Company through either stock ownership, lease or contract?.................... 2—Are there within your knowledge any syndicate or concentrated holdings of this security?........ Ce eee cen 3—Is there any restraint on any portion of the security?.................. 4—What dividends (if any), are in arrears on the preferred stocks either of the Company or of any of its subsidiaries?....... ieee. 5—What dividends (if any) have been declared (and not paid) since the date of this application?............ eens 6—What rights (if any) to subscribe to any present securities or new securities remain unsettled as of the date of this application?.......... 7—Are the transfer books to be closed or a record of stockholders to be taken in the near future for any purpose? ......ccvvviviierinrnnrennns. 3—Has there been any change in your Charter or By-Laws since previous filing with the Committee?...... caw 9— Will you agree to publish quarterly statements of earnings showing net after all charges and taxes, and forward two copies to this Committee with a statement as to the manner and date of publication?............ iv—Will you agree that all annual financial statements of the Company published for the benefit of stockholders will be in substantially the same form as contained in the listing application and with no less detail? ....... . ees ~If it is legal under your Charter will you agree to take a record of stockholders for dividends and meetings instead of closing your books? ee... 103.... —To avoid the congestion caused by the fact that numerous corporations have adopted the same date of record of stockholders for payment of dividends, will you agree to make your record date of stockholders for such purpose some date other than the 15th of March, June, September and December? ........% .. .. oo... eee. -3—When and by whom was the last audit of your books prepared?........ r4—WIill you make copies of the audits of your books available to the Com- mittee on request?........ . -. ris 8 .—Have any other reports of a financial, accounting or engineering nature been made either on your behalf or on behalf of any banker or under- writing or banking. group within the past three years? If so, please indicate the character of these reports and state whether they will be made available for the inspection of this Committee upon request? 10—Is there any litigation pending or threatened that would affect the Com- panv’s income from, title to, or possession of anv of its property? —Will you agree to maintain the office of your Transfer Agent and Registrar south of Chambers Street in order to facilitate business? oe

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