The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

APPENDIX 651 Odd lots Except that when the amount dealt in is less than 100 shares of stock To. rot cleared. Of stock the commission shall be not less than 1¢ per share on stocks selling below $10 per share and 2¢ per share on stocks selling at $10 per share and over. Inactive *t ON INACTIVE STOCKS: Stocks not . “ cleared. (as designated by the Committee of Arrangements): Not less than 4¢ per share. + ON Bonbs: Not less than 758 cents per $1,000 par value. ON SusscripTION RIGHTS: PRICE Bonds not ~leared. Rights not cleared. RATE PER RIGHT Selling under s50¢ As mutually agreed Selling at so¢ and above, but under $1 Not less than I4¢ Selling at $1 and above, but under $5 Not less than 34¢ Selling at $5 and above, but under $16 Not less than 114¢ Selling at $10 and above Not less than 215¢ 1(d) On Obligations of the United States, Porto Rico, Philippine Islands, and States, Territories and Municipalities therein; Bonds or Notes having five years or less to run; Se- ~urities which, pursuant to call or otherwise, are to be redeemed within twelve months: Exceptions to above rates. Such rates to members or non-members as may be mutually agreed upon; provided, however, that the Committee on Quota- dons and Commissions may determine special rates on any or all of the above-mentioned securities, reporting the same to the soverning Committee ** Original issues. Proposed violation. Sec. 3. If a member of the Exchange, or firm registered thereon engages in transactions in which the member or firm is acting as a dealer in securities of original issue, the rates of commission prescribed in this Article shall not apply to such transactions if not made on the Exchange; provided, however, that such transactions shall be subject to such regula- tions as the Committee on Quotations and Commissions may irom time to time prescribe. SEC. 4. No member shall make a proposition for the trans- action of business at less than the minimum rates of commis- sion prescribed in this Article. * As amended June 10, 1926. t See also Paragraph (d). "As amended October 29, 1925, June 28, 1928, and January 17, As amended December 16, 1926. t* See note 1 on page 124 (XVe) “There is a tendency on the part of the public to consider Wall Street and the New York Stock Exchange as one and the same thing. This is an error arising from their location. We have taken

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