The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

Usage license:: Get license information via the feedback formular.

556 APPENDIX A certificate with an inscription to indicate tenancy in common, unless signed by all co-tenants, is not a delivery. 18. Each signature to an assignment or a power of substitution must be witnessed by an individual. 19. Where there are two or more signatures to an assignment, the witness must state definitely, in his own handwriting, which signature he witnesses. 20. A certificate with either the assignment or power of substitution witnessed by a deceased person is not a delivery. 21. An endorsement by a member or his firm of (or the signature as a witness by such a member of a signature to) an assignment or a power of substitution is a guarantee of its correctness. 22. An assignment of a certificate not in the name of a member or a member’s firm must be either witnessed by a member or the correctness of the signature guaranteed by a member or a member's firm. Each power of substitution executed by a non-member as well as the assignment, must be so witnessed or guaranteed. 23. A certificate with an assighment or power of substitution executed or guaranteed by a member or member's firm not having an office in the vicinity of the Exchange, or witnessed by such a member, must be guaranteed by a member or firm having an office in the vicinity of the Exchange or the assignment and each power of substitution must be stamped by such a member or member’s firm first delivering it, as follows: “Delivered by..oer vevevenn. SERRE RNR A (Name of resident member or firm.) 24. A certificate with an assignment or power of substitution guaranteed by a member or his firm, suspended for insolvency, is not a delivery unless reguaranteed by a member in good standing or his firm. 25. The receiver of stock may demand delivery by transfer when the transfer books are open and must give ample time in which to make transfer. The party making delivery may demand payment for the same at the time of delivery to the transfer office. Any expense imposed by a Transfer Agent must be defrayed by the receiver. 26. The seller may make delivery by transfer when personal liability attaches to ownership, while the transfer books are open. 27. The assignment and each power of substitution on a certificate of a company whose transfer bookseare closed indefinitely for any reason, legal or otherwise, must be properly acknowledged. 28. A certificate of stock on which the name of a transferee has been filled in in error, may be made a delivery during the closing of the transfer 500ks by ruling of the Committee on Securities. Necessary detailed infor- mation will be furnished on application to the Secretary of the Committee. 20. Acknowledgments, affidavits, or depositions must be executed before an officer having authority to take acknowledgments under the Laws of the State of New York and must bear the seal of the signing officer. 30. In the acknowledgment of an assignment or power of substitution executed by an individual, the signing officer must certify that he knows the person signing to be the person named in the certificate or in the power of substitution and that the signor acknowledged his signature. 31. In the acknowledgment of an assignment or power of substitution in the name of a firm, the signing officer must certify that he knows the nerson and knows him to be. or to have been on the date of execution. a

Access restriction

Copyright

fullscreen: The work of the Stock Exchange

Monograph

Table of contents

Download

Monograph

This page

Image fragment

Citation links

Citation recommendation