The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

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APPENDIX 05; member of the firm, or authorized to sign for the firm, under a power of attorney filed with the New York Stock Exchange, and that he acknowl- edged that he executed the assignment or power of substitution as the act and deed of the firm. 32. In proving an assignment or power of substitution, the witness must make deposition that he knows the person who executed the assignment or power of substitution to be the person named in the certificate or assign- ment, and saw the signor execute the same. For assignments of certificates in the name of a firm, the witness must make deposition that he knows the party signing to have been at the date of execution, a member of the firm or authorized to sign for the firm, under a power of attorney filed with the New York Stock Exchange. 33. Any alteration or correction in an acknowledgment must be properly noted by the signing officer. 34. A certificate for stock called for redemption is only a delivery when specifically dealt in as such, unless the entire outstanding amount nas been called for redemption. 35. A firm having as a general partner a member of the Exchange may authorize one or more employees to assign registered securities in the firm name and to guarantee assignments, with the same effect as if the name of the firm had been signed under like circumstances by one of the partners of the firm by executing and filing with the Committee on Securities, in form prescribed by said Committee, a separate Power of Attorney for each emplovee so authorized. II. The following Rules shall apply to Coupon Bonds, payable to Bearer, Registerable as to principal and Registered Bonds; Corporate Stock of Municipalities; Government Bonds; Certificates issued for Deposit of Bonds or in lieu thereof; and Notes, the term “bond” being used in each case as a matter of convenience: 51. Transactions in Coupon Bonds payable to bearer may be settled by delivery of bonds in the denomination of $1,000 or $500 each, except that in the case of United States Coupon Bonds $5,000 and $10,000 pieces, when exchangeable for $500 or $1,000 bonds, may be delivered. 52. Coupon bonds payable to bearer, of the denomination of less than $500, shall be classified as “small bonds” and of the denomination of more than $1,000, as “large bonds” and are to be dealt in specifically as such, except as otherwise provided. 53. When more than one trading unit is to be delivered, bonds may be delivered in lots of one trading unit and must be accepted and paid for as delivered, without affecting the right of the receiver to buy in the un- delivered portion as provided in Chapter IV of the Rules adopted by the Governing Committee. This rule does not apply to bonds sold “Delayed Delivery” in which case the entire amount of the contract must be tendered, unless otherwise mu- tually agreed. 54. In deliveries of bonds expressed in foreign moneys, the equivalent of $1,000 in the case of Sterling bonds shall be f200 and in the case of Guilder bonds shall be 2500 Guilders, and such other equivalents as may from time to time be fixed by the Committee. 55. Coupon bonds must have securely attached proper coupons, warrants, etc. of the same serial number as the bond. The money value of a coupon

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