The work of the Stock Exchange

Bibliographic data

Monograph

Identifikator:: 1831284952

URN:: urn:nbn:de:zbw-retromon-225876

Document type:: Monograph

Author:: Meeker, James Edward http://d-nb.info/gnd/126597340

Title:: The work of the Stock Exchange

Edition:: Revised edition

Place of publication:: New York

Publisher:: The Ronald Press Company

Year of publication:: [1930]

Scope:: XVI, 720 Seiten; Illustrationen, Diagramme

Digitisation:: 2022

Collection:: Economics Books

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H58 APPENDIX missing from a bond which is not registerable or convertible may be sub- stituted therefor with the consent of the Committee on Securities for each delivery. 56. Coupon bonds which can be registered as to principal to be a delivery must be registered to bearer or if the transfer books are closed, must be accompanied by a proper assignment for each bond, provided however, that when coupon bonds may be “registered for voting purposes only” and such registration does not affect the negotiability of the bonds, such bonds may be delivered with such registration noted thereon. 57. A Coupon bond issued to bearer having an endorsement thereon such as a definite name of a person, firm, corporation, association, etc., not properly pertaining thereto as a security, is not a delivery unless sold specifically as an “endorsed bond.” The foregoing also applies to endorsements upon coupons. 58. A Coupon bond bearing a statement that it has been deposited in accordance with a governmental bank or insurance requirement is not a delivery. If released, with such release acknowledged before an officer authorized to take acknowledgments, it may be sold as a “released endorsed bond.” 50. A transaction in Registered bonds may be settled by delivery of bonds of the denomination of not less than $500 and not exceeding $10,000. accompanied by a proper assignment for each bond. 60. The rules as to assignments of stock certificates shall apply to assignments of registered bonds, except that in the case of United States Government bonds and City of New York corporate stock, special forms of assignment are required by the. respective authorities. No “guarantee” of signature is required or permitted on assignments of United States Government bonds. III. The following Rules shall govern the Reclamation or Return of securities delivered on Exchange Contracts: 101. Reclamation for irregularity in a security, when such irregularity affects only its currency in the market, must be made within ten days from the day of delivery of the security. 102. A security with an irregularity having been delivered may be returned up to 2:15 o'clock P.M. to the party who delivered it, who must immediately give the party presenting it either the security in proper form for delivery, or pay the market price of the security and assume all liability for non-delivery. 103. Whenever title to a security is called in question or a security is reported to have been lost or stolen it may be returned until it reaches the party who introduced it into the market, unless in the opinion of the Com- mittee on Securities in any particular case, there are equitable considerations why such reclamation should not be made. 104. A security delivered subsequent to publication of notice of -its being called for redemption may be returned or reclaimed until it reaches the party who held it at the time of such publication, unless in the opinion of the Committee on Securities in any particular case, there are equitable considerations why such reclamation should not be made. This rule does not apply where an entire issue has been called for redemption or where securities called for redemption are dealt in specificallv 18 stich

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