)6 THE SOCIAL THEORY OF GEORG SIMMEL
nate has the choice between submission and punishment.
However little consolation the existence of this alternative
may bring to the individual in question, it shows none the
less that the superior-inferior relationship cannot be estab-
lished without some active participation on the part of the
subordinate. This submission is not purely passive, but
has an active aspect as well, and the resulting relationship
is a form of social interaction.
What is called “authority” requires also a much more
active participation on the part of those who submit to it
than is generally supposed. To call a human being an au-
thority means to ascribe to his judgments and decisions a
certainty and an infallibility which are otherwise ascribed
only to universal postulates and logical deductions. This
authority can become established in two different ways.
In the first instance, it results from the fact that a superior
individual inspires in his group such a faith and confidence
in his opinions and decisions that they obtain for that
group the character of objective validity. In becoming an
authority, his quantitative significance turns into a new
quality with objective status. In the second instance, the
authority becomes established by a different process. It
occurs when a superindividual organization like the state,
the church, or the school transfers to the individual a power
of decision and a dignity which he could not inspire or ob-
tain through his own personality. In the first instance the
authority develops out of the individuality, in the second
instance it descends into the individual from the outside.
But in neither case can the transition occur without the
active belief of those who submit to the authority. The
transformation of the value of the individual into a super-
personal value is brought about by the believers in the
authority. Authority is a sociological product requiring the
spontaneous and active participation of the subordinates.