APPENDIY 
5540 
(Note: Applications to list voting trust or stock trust certificates and 
certificates of deposit for securities not a delivery on the Stock Exchange 
must, in addition, comply with the Requirements.) 
Applications for each class of deposited securities shall be separate and certificates 
issued of distinctive colors. 
PAPERS TO BE FILED WITH APPLICATIONS 
In addition to application for listing, the following papers must be filed: 
For Stocks: 
I Three copies of charter, with amendments to date, one copy attested 
by proper public authority. 
2 Three copies of by-laws, with amendments to date, one copy attested 
by an executive officer of corporation. 
3 Three copies of leases, franchises, easements and special agreements, 
one copy of each attested by an executive officer of corporation. 
4 One copy of resolutions of stockholders and directors and copy of 
proper public authority authorizing issue, each attested by an executive 
officer of corporation. 
5 One copy of resolutions of stockholders or directors, and copy of 
proper public authority, authorizing issue of stock on conversion or other 
securities, attested by an executive officer of corporation. 
6 One copy of resolutions of stockholders or directors directing specific 
reservation of authorized stock for conversion attested by an executive 
officer of corporation. 
7 One copy of resolutions of stockholders, board of directors, or 
executive committee attested by an executive officer of corporation, author- 
izing, by name, official to appear for listing securities (form may be had on 
application). 
8 Opinion of counsel (not an officer or director of the corporation) 
as to legality of (a) organization, (b) authorization, (c) issue, and (d) 
validity of securities. The Committee will not accept the opinion of an 
officer or director of an applying corporation nor of a firm in which the 
officer or director is a member, as counsel on any legal question affecting 
the corporation; wor will it accept the opinion of an officer or director of 
a guarantor corporation nor of a firm in which the officer or director is a 
member, on any legal question affecting the issuance of guaranteed securitics. 
9 Six copies of detailed distribution of securities, one certified (form 
may be had on application). 
10 One copy of resolution appointing transfer agent and registrar, 
attested by an executive officer of corporation. 
11 Certificate of registrar of amount of securities registered at date 
of application. 
12 Report of qualified engineer covering actual physical condition of 
property at recent date. 
13 Map of property and contemplated extensions. 
14 Specimens of all securities to be listed. 
Is Questionnaire (form may be had on application). 
16 Certified copy of income accounts, surplus accounts and balance 
sheets contained in application. 
17 Agreements. 
18 Certified copy of printed circular issued by Bankers describing 
security, if available.