552 
6 Resolutions: 
a. Authorizing issues—stockholders. 
b. “ “ —directors. 
C. “ reservation for conversion. 
d. “ listing—appearance of..... 
e. Appointing transfer agents and registrars. 
Registrar’s certificates as to amount registered. 
Opinion of counsel. 
Distribution (and 7 copies), all signed. 
Notice from Transfer Agent as to amount issued. 
Public authority certificate. 
Report of engineer (or equivalent). 
Map. 
Specimens (temporary) approved. 
5 (permanent) approved... 
“ (altered) approved............ccovveeine vienna 
Mortgage or indenture (and supplements) (certified) (and 3 copies). 
Trustee's certificate, showing: (a) acceptance of trust; (b) securities 
are issued in accordance with indenture; (c) disposition of securi- 
ties redeemed or refunded; (d) collateral deposited; (e) disposition 
of prior obligations. 
Certified copy of release or satisfaction of underlying mortgages. 
Financial statements (certified). 
Questionnaire, 
Notice of availability of eligible security for trading (issue, transfers 
and exchanges). 
Notice from Company as to amount taken by underwriters. 
Agreements, 
Certificates of Deposit, Voting Trust, etc. 
Certified copy deposit or trust agreement. 
Certified copy circular issued by trustees or committee. 
Certificate as to amounts deposited. 
APPENDIX 
18 
19 
20 
21 
er er 
Reorganizations : 
Certified copy decree of foreclosure or dissolution. 
Certified copy decree confirming sale. 
Certified copy of cour, authority for reorganization. 
Certified copy of plan. 
(IVe) The Requirements 
The Committee will meet Mondays at 3:15 ». M. 
An application, conforming to these requirements, signed by an execu- 
tive officer of the applying corporation, voting trustees, or depositary com- 
mittees, and nine printed or typewritten copies must be filed with the Secre- 
tary of the Exchange at least five days prior to date set for consideration. 
Applications must be accompanied by the required papers and agreements 
and by a check to be drawn to the order of “Treasurer, New York Stock 
Exchange” for a fee in accordance with the following schedule, such fee 
being computed separately for each class of security included in an appli- 
cation. In addition to such fees, companies making application are required 
to pay cost of printing. Printer’s bills will be submitted directly to the 
applicant.