552
6 Resolutions:
a. Authorizing issues—stockholders.
b. “ “ —directors.
C. “ reservation for conversion.
d. “ listing—appearance of.....
e. Appointing transfer agents and registrars.
Registrar’s certificates as to amount registered.
Opinion of counsel.
Distribution (and 7 copies), all signed.
Notice from Transfer Agent as to amount issued.
Public authority certificate.
Report of engineer (or equivalent).
Map.
Specimens (temporary) approved.
5 (permanent) approved...
“ (altered) approved............ccovveeine vienna
Mortgage or indenture (and supplements) (certified) (and 3 copies).
Trustee's certificate, showing: (a) acceptance of trust; (b) securities
are issued in accordance with indenture; (c) disposition of securities
 redeemed or refunded; (d) collateral deposited; (e) disposition
of prior obligations.
Certified copy of release or satisfaction of underlying mortgages.
Financial statements (certified).
Questionnaire,
Notice of availability of eligible security for trading (issue, transfers
and exchanges).
Notice from Company as to amount taken by underwriters.
Agreements,
Certificates of Deposit, Voting Trust, etc.
Certified copy deposit or trust agreement.
Certified copy circular issued by trustees or committee.
Certificate as to amounts deposited.

APPENDIX

18
19
20
21

er er

Reorganizations :
Certified copy decree of foreclosure or dissolution.
Certified copy decree confirming sale.
Certified copy of cour, authority for reorganization.
Certified copy of plan.

(IVe) The Requirements

The Committee will meet Mondays at 3:15 ». M.
An application, conforming to these requirements, signed by an executive
 officer of the applying corporation, voting trustees, or depositary committees,
 and nine printed or typewritten copies must be filed with the Secretary
 of the Exchange at least five days prior to date set for consideration.
Applications must be accompanied by the required papers and agreements
and by a check to be drawn to the order of “Treasurer, New York Stock
Exchange” for a fee in accordance with the following schedule, such fee
being computed separately for each class of security included in an application.
 In addition to such fees, companies making application are required
to pay cost of printing. Printer’s bills will be submitted directly to the
applicant.