APPENDIX
557
A (1) Full title; (2) amount applied for (whether temporary or
permanent), denominations and numbers; (3) amount authorized and out-
standing, authority therefor, inciuding (a) action by stockholders, (b)
directors; and (c¢) public authorities, etc.; (4) whether bonds are coupon
(registerable as to principal) or registered, interchangeable or exchangeable;
(5) exchangeability or convertibility into other securities and terms.
B Names and addresses of trustees.
C (1) Date of issue and maturity; (2) interest rate; (3) places at,
and dates for payment of interest and principal; (4) where registerable
or transferable; (5) kind and standard of money, and options; (6) tax
exemptions; (7) whether redeemable or purchasable in whole or part by
sinking fund or otherwise, showing (a) dates (b) price, (¢) duration and
place of published notice; (8) specified reservation of stock for conversion.
D Provisions for declaration of principal due and payable in event of
default of payment or interest, or other defaults, and waiver; percentage
of outstanding bonds controlling trustee.
The Committee will object to any provision in an Indenture whereby
the consent of more than 30% of the outstanding bonds is necessary to
initiate any action by the Trustees which may appear necessary for the
protection of bondholders, subject, however, to the limitation that there is
no objection to a provision by which the action of a majority in amount
of such bonds will rescind any minority action.
E Purpose of issue and application of proceeds, similar to that called
for by Paragraph I of the Requirements for Listing Stock; provisions as
to additional issue.
F Disposition of bonds refunded, redeemed, or purchased for sinking
fund, and mortgage securing same.
G Mortgage or indenture provisions for (1) serial issues; (2) values
in United States gold coin; (3) issuance in foreign languages and (4)
that the English version governs: (5) terms of exchangeability of bonds
payable in foreign places for bonds payable in United States or vice versa.
H (1) Security—Mortgage, indenture of trust, or other agreement;
and (2) liens, (a) properties covered, (b) mileage of railway lines, (¢)
buildings, (d) equipment, (e) securities, (f) rights, (g) privileges, (Ah)
titles, (i) franchises, (7) leases, etc.; (3) other liens covering same or any
part of same properties; (4) guaranty and terms.
. I Any unusual provisions or covenants contained in mortgage, or deed
ot trust.
REQUIREMENTS For LISTING oF ADDITIONAL AMOUNTS
Refer to previous applications and last application by number and date.
and recite :
A Where incorporated.
B (1) Amount applied for; (2) amounts authorized and outstanding ;
(3) authority for issue, including (a) action by stockholders, (b) by direc-
tors, and (¢) by public authorities, etc.; (4) total amount applied for.
C (1) Purposes of issues; (2) application of proceeds; (3) amount,
description and disposition of securities exchanged for new issues; (4)
additional property acquired or to be acquired, with particulars as required
by Paragraph N on page 2,
D Dividends paid and declared since previous application.