Full text: The work of the Stock Exchange

APPENDIX 
557 
A (1) Full title; (2) amount applied for (whether temporary or 
permanent), denominations and numbers; (3) amount authorized and out- 
standing, authority therefor, inciuding (a) action by stockholders, (b) 
directors; and (c¢) public authorities, etc.; (4) whether bonds are coupon 
(registerable as to principal) or registered, interchangeable or exchangeable; 
(5) exchangeability or convertibility into other securities and terms. 
B Names and addresses of trustees. 
C (1) Date of issue and maturity; (2) interest rate; (3) places at, 
and dates for payment of interest and principal; (4) where registerable 
or transferable; (5) kind and standard of money, and options; (6) tax 
exemptions; (7) whether redeemable or purchasable in whole or part by 
sinking fund or otherwise, showing (a) dates (b) price, (¢) duration and 
place of published notice; (8) specified reservation of stock for conversion. 
D Provisions for declaration of principal due and payable in event of 
default of payment or interest, or other defaults, and waiver; percentage 
of outstanding bonds controlling trustee. 
The Committee will object to any provision in an Indenture whereby 
the consent of more than 30% of the outstanding bonds is necessary to 
initiate any action by the Trustees which may appear necessary for the 
protection of bondholders, subject, however, to the limitation that there is 
no objection to a provision by which the action of a majority in amount 
of such bonds will rescind any minority action. 
E Purpose of issue and application of proceeds, similar to that called 
for by Paragraph I of the Requirements for Listing Stock; provisions as 
to additional issue. 
F Disposition of bonds refunded, redeemed, or purchased for sinking 
fund, and mortgage securing same. 
G Mortgage or indenture provisions for (1) serial issues; (2) values 
in United States gold coin; (3) issuance in foreign languages and (4) 
that the English version governs: (5) terms of exchangeability of bonds 
payable in foreign places for bonds payable in United States or vice versa. 
H (1) Security—Mortgage, indenture of trust, or other agreement; 
and (2) liens, (a) properties covered, (b) mileage of railway lines, (¢) 
buildings, (d) equipment, (e) securities, (f) rights, (g) privileges, (Ah) 
titles, (i) franchises, (7) leases, etc.; (3) other liens covering same or any 
part of same properties; (4) guaranty and terms. 
. I Any unusual provisions or covenants contained in mortgage, or deed 
ot trust. 
REQUIREMENTS For LISTING oF ADDITIONAL AMOUNTS 
Refer to previous applications and last application by number and date. 
and recite : 
A Where incorporated. 
B (1) Amount applied for; (2) amounts authorized and outstanding ; 
(3) authority for issue, including (a) action by stockholders, (b) by direc- 
tors, and (¢) by public authorities, etc.; (4) total amount applied for. 
C (1) Purposes of issues; (2) application of proceeds; (3) amount, 
description and disposition of securities exchanged for new issues; (4) 
additional property acquired or to be acquired, with particulars as required 
by Paragraph N on page 2, 
D Dividends paid and declared since previous application.
	        
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