560
APPENDIX
For Bonbps:
19 All papers required for listing stocks and also ten copies of the
mortgage or indenture, one copy (a) certified to by trustee, (b) with
copies of all certificates of proper recording.
20 Trustees’ certificate required on page 6.
21 One copy of resolutions of stockholders or directors, and copy of
proper public authority, authorizing issue of stock on conversion of bonds,
attested by an executive officer of corporation.
22 One copy of resolution of stockholders or directors directing specific
reservation of authorized stock for conversion, attested by an executive
officer of corporation.
23 Certificate of disposition of securities redeemed or refunded.
24 Certificate as to collateral deposited.
25 Certified copy of release or satisfaction of underlying mortgages.
For SecuURrITIES OF REORGANIZED CORPORATIONS :
1 All papers required for listing stocks and bonds. Opinion of counsel
shall state that proceedings have been in conformity with legal require-
ments, that title to property is vested in new corporation and is free and
clear from all liens and incumbrances, except as distinctly specified; and
also as to equities of securities of predecessor corporation.
2 Certified order of court confirming sale on foreclosure or other
authority for reorganization.
3 Certified copy of plan of reorganization.
4 Certified income and surplus account and balance sheet at close of
receivership, if available,
5 Certified balance sheet at date of reorganization.
For ADDITIONAL AMOUNTS:
I Nos. 4,5, 6,78, 09, 11, 15, 16, 17, 18 of papers required for original
listings.
2 Nos. 1, 2, 3, 10, 12, 14 of said papers for stock, if any changes have
occurred therein since previous application.
3 Nos. 1, 2, 3, 12, 14, 20, 21, 22, 23, 24, 25 of said papers for bonds,
if any changes have occurred therein since previous application.
4 Certified copy of proper public authority for increase.
For CerTiFICATES oF Deposit, Voting TRUST, ETC. :
I Papers required for listing stocks and bonds.
2 Certified copies of any legal proceedings and court orders.
3 Three copies of deposit or trust agreement, one certified to by proper
authority.
4 Three copies of circulars, issued by trustees or committee, one certi-
fied to by proper authority.
5 Certificates of amounts deposited.
AGREEMENTS
To be made part of applications where applicable:
I. To notify the New York Stock Exchange promptly of any change in
the general character or nature of its business.
2. To notify the New York Stock Exchange immediately if it or any
subsidiary or controlled company should dispose of any property or of any
stock interest in any of its subsidiary or controlled companies, when such
