562 
APPENDIX 
without prior notice to the Committee on Stock List, and not to make any 
change in its listed securities, nor to add to the number of the registrars 
of its stock, nor to change a registrar of its stock, without the prior ap- 
proval of the Committee on Stock List; nor to select an officer or director 
of the company as a trustee of its mortgages or other listed securities, 
unless such officer or director be a co-trustee for an issue having a corporate 
trustee, } 
10. To notify the Stock Exchange in the event of the issuance .or crea- 
tion in any form or manner of any rights to subscribe to, or to be allotted, 
its securities, or of any other rights or benefits pertaining to ownership in 
its securities, and to afford the holders of its listed securities a proper 
period within which to record their interests and to exercise their rights, and 
to issue all such rights in form approved by the Stock Exchange and to 
make the same transferable, payable and deliverable in the Borough of 
Manhattan, City of New York. 
11. To notify the Stock Exchange promptly in the event of issuance of 
Options or Warrants to purchase stock, otherwise than pro rata to stock- 
holders, or the number of shares covered by such Options, of their terms 
and of the time within which they may be exercised and of any subsequent 
changes therein and thereafter to include this information together with 
like information as to any Options in existence at the time of approval of 
this application so long as said Options are outstanding, in all annual 
financial reports furnished to stockholders and in all formal published 
reports. 
12. To make application to the Stock Exchange for the listing of addi- 
tional amounts of listed securities sufficiently prior to the issuance thereof 
to permit action in due course upon such application. 
13. To publish promptly to holders of stock any action in respect to 
dividend on shares, or allotments of rights for subscription to securities, 
notices thereof to be sent to the Stock Exchange, and to give to the Stock 
Exchange at least ten days’ notice in advance of the closing of the transfer 
books, or extensions, or of the taking of a record of holders for any 
purpose. 
14. To forward to the Stock Exchange copies of all notices mailed to 
stockholders looking toward Charter amendments, and to file with the Stock 
Exchange a certified copy of amended Charter, or Resolutions of Directors 
in the nature of amendments, as soon as such amendments or resolutions 
have become effective. 
15. Not to purchase preferred stock for redemption except in the open 
market and not to select preferred stock for redemption otherwise than 
pro rata or by lot; to notify the Stock Exchange immediately and at least 
fifteen (15) days in advance of any such redemption, and to furnish to the 
Stock Exchange any information requested in reference to such redemption. 
16. To notify the Stock Exchange of the change or removal, to a sub- 
stantial extent, of collateral deposited under any of its mortgage or trust 
indentures under which listed securities are outstanding. 
17. To have on hand at all times a sufficient supply of certificates to 
meet the demands for transfer. 
18. If at any time the stock certificates of the company do not recite 
the preference of all classes of stock the company agrees with the Exchange 
that it will furnish stockholders, upon request and without charge, with a 
printed copy of the preferences of all classes of stock.