APPENDIX 
yp 
GE 
oo oS 
QUOTATIONS 
Duty of Members. It is the duty of the seller to see that reporters 
receive reports of transactions. Errors or omissions should be promptly 
calied to the attention of reporters. A request for a printing must be 
initialed by the member making the request. 
Except when printed erroneously through mechanical error, an opening 
or closing, or sale on which other transactions may be based, such as stopped 
stock and odd lots, or a sale against which any protest shall at the time 
be made, may not be cancelled or changed without approval of the 
Committee of Arrangements. 
Stopped Stock can not be printed on the tape or sheet if objected to by 
1 member. 
TRANSACTIONS NoT APPEARING ON TAPE OR SHEETS 
I. No sale making a new high, low, opening or close may be printed 
on the tape or sheet of a day subsequent to the transaction. 
Note: Members may have transactions confirmed by the Secretary upon 
application in writing, giving the date, names of the parties and prices; 
or if there is a dispute arising therefrom, it should be referred to the 
proper Committee. 
2. Upon request of a member (in the case of bonds through a member 
of the Bond Crowd Committee) and with the approval of a member of 
the Committee of Arrangements, a sale not making a new high, low, open- 
ing or close may be (a) printed on the tape before 9.45 a. m. of the day 
following the transaction or (b) printed upon the sheet of any day following 
the transaction. 
3. The only exception to the above rules shall apply in the case of book 
bonds, and stocks dealt in on a 10-share unit basis, where transactions not 
appearing on the tape on the day of execution may be printed on a subse- 
quent day’s sheet, within seven days of the date of the transaction, pro- 
vided that the price does not conflict with bids and offers in the cabinets 
on the day of the transaction, and provided that the member or firm request- 
ing the printing of the transaction signs and files with the Exchange a letter 
assuming responsibility for any claims that may thereafter be made, 
Matters involving the settlement of ordinary questions arising in the 
course of trading, disputes regarding bids and offers, and requests with 
relation to the tape, should be referred to the Committee of Arrangements. 
Questions in regard to any unusual conditions should be referred to the 
Committee on Business Conduct. 
(April 8, 1929.) 
(VIc) “The Stock Exchange uses every possible precaution to 
protect its members in making contracts on its ‘floor,’ and that such 
action has been well taken is proven by the confidence shown: as 
evidenced by the fact, that a man’s word in the Stock Exchange is 
his bond, and nowhere in the world is so vast an amount of business 
carried on without the use of the written pledge or document, and 
with such small proportionate loss: and this same protection is ex-