650 APPENDIX 
Rights. ON SusscripTiION RIGHTS, 
PRICE 
Selling under 5o0¢ 
Selling at 50¢ and above, but under $1 
Selling at $1 and above, but under $5 
Selling at $5 and above, but under $10 
Selling at $10 and above. 
RATE PER RIGHT 
As mutually agreed 
Not less than 3¢ 
Not less than 5¢ 
Not less than 7%4¢ 
Not less than 15¢ 
To (b) On business for members of the Exchange when o 
members. al . . 
principal is not given up: 
Stocks * ON STOCKS: 
cleared. . 
(except as to Inactive Stocks, as stated below): 
PRICE 
Selling under s0¢ 
Selling at 50¢ and above, but under $1 
Selling at $1 and above, but under $10 
Selling at $10 and above, but under $125 
Selling at $128 and above 
As mutually agreed 
Not less than 34¢ 
Not less than 134¢ 
Not less than 334¢ 
Not less than z¢ 
*t ON INACTIVE STOCKS: 
(as designated by the Committee of Arrangements): 
Not less than 8¢ per share. 
Bonds + Ox Bonbs: 
cleared. 
Not less than $1.25§ per $1,000 par value. 
Rights ON SusscripTiON RIGHTS: 
cleared. 
PRICE 
RATE PER RIGHT 
As mutually agreed 
Not less than 34¢ 
Not less than 114¢ 
Not less than 134¢ 
Not less than 334¢ 
Selling under 50¢ 
Selling at 50¢ and above, but under $1 
Selling at $1 and above, but under $5 
Selling at $5 and above, but under $10 
Selline at $10 and above 
To 5 (¢) On business for members of the Exchange when a 
members. principal is given up: 
Stocks T On Stocks: 
not cleared. . 
(except as to Inactive Stocks, as stated below): 
PRICE 
Selling under 50¢ 
Selling at so¢ and above, but under $1 
Selling at $1 and above, but under $10 
Selling at $10 and above, but under $125 
Selling at $12¢ and above 
RATE PER SHARE 
As mutually agreed 
Not less than V4¢ 
Not less than 134¢ 
Not less than 214¢ 
Not less than 2¢ 
* Effective June 19, 1926. ’ 
See also Paragraph (d). 
2 As amended October 29. 1925. and Tanuarvy 17. 1930.