650 APPENDIX
Rights. ON SusscripTiION RIGHTS,

PRICE

Selling under 5o0¢
Selling at 50¢ and above, but under $1
Selling at $1 and above, but under $5
Selling at $5 and above, but under $10
Selling at $10 and above.

RATE PER RIGHT
As mutually agreed
Not less than 3¢
Not less than 5¢
Not less than 7%4¢
Not less than 15¢

To (b) On business for members of the Exchange when o
members. al . .
principal is not given up:
Stocks * ON STOCKS:
cleared. .
(except as to Inactive Stocks, as stated below):
PRICE

Selling under s0¢
Selling at 50¢ and above, but under $1
Selling at $1 and above, but under $10
Selling at $10 and above, but under $125
Selling at $128 and above

As mutually agreed
Not less than 34¢
Not less than 134¢
Not less than 334¢
Not less than z¢

*t ON INACTIVE STOCKS:
(as designated by the Committee of Arrangements):
Not less than 8¢ per share.
Bonds + Ox Bonbs:
cleared.
Not less than $1.25§ per $1,000 par value.
Rights ON SusscripTiON RIGHTS:
cleared.
PRICE

RATE PER RIGHT
As mutually agreed
Not less than 34¢
Not less than 114¢
Not less than 134¢
Not less than 334¢

Selling under 50¢
Selling at 50¢ and above, but under $1
Selling at $1 and above, but under $5
Selling at $5 and above, but under $10
Selline at $10 and above

To 5 (¢) On business for members of the Exchange when a
members. principal is given up:

Stocks T On Stocks:
not cleared. .
(except as to Inactive Stocks, as stated below):

PRICE

Selling under 50¢
Selling at so¢ and above, but under $1
Selling at $1 and above, but under $10
Selling at $10 and above, but under $125
Selling at $12¢ and above

RATE PER SHARE

As mutually agreed
Not less than V4¢
Not less than 134¢
Not less than 214¢
Not less than 2¢

* Effective June 19, 1926. ’
See also Paragraph (d).
2 As amended October 29. 1925. and Tanuarvy 17. 1930.