APPENDIX 
05; 
member of the firm, or authorized to sign for the firm, under a power of 
attorney filed with the New York Stock Exchange, and that he acknowl- 
edged that he executed the assignment or power of substitution as the act 
and deed of the firm. 
32. In proving an assignment or power of substitution, the witness must 
make deposition that he knows the person who executed the assignment or 
power of substitution to be the person named in the certificate or assign- 
ment, and saw the signor execute the same. For assignments of certificates 
in the name of a firm, the witness must make deposition that he knows the 
party signing to have been at the date of execution, a member of the firm 
or authorized to sign for the firm, under a power of attorney filed with 
the New York Stock Exchange. 
33. Any alteration or correction in an acknowledgment must be properly 
noted by the signing officer. 
34. A certificate for stock called for redemption is only a delivery when 
specifically dealt in as such, unless the entire outstanding amount nas been 
called for redemption. 
35. A firm having as a general partner a member of the Exchange may 
authorize one or more employees to assign registered securities in the firm 
name and to guarantee assignments, with the same effect as if the name of 
the firm had been signed under like circumstances by one of the partners 
of the firm by executing and filing with the Committee on Securities, in 
form prescribed by said Committee, a separate Power of Attorney for each 
emplovee so authorized. 
II. The following Rules shall apply to Coupon Bonds, payable to 
Bearer, Registerable as to principal and Registered Bonds; Corporate 
Stock of Municipalities; Government Bonds; Certificates issued for 
Deposit of Bonds or in lieu thereof; and Notes, the term “bond” 
being used in each case as a matter of convenience: 
51. Transactions in Coupon Bonds payable to bearer may be settled by 
delivery of bonds in the denomination of $1,000 or $500 each, except that 
in the case of United States Coupon Bonds $5,000 and $10,000 pieces, when 
exchangeable for $500 or $1,000 bonds, may be delivered. 
52. Coupon bonds payable to bearer, of the denomination of less than 
$500, shall be classified as “small bonds” and of the denomination of more 
than $1,000, as “large bonds” and are to be dealt in specifically as such, 
except as otherwise provided. 
53. When more than one trading unit is to be delivered, bonds may be 
delivered in lots of one trading unit and must be accepted and paid for as 
delivered, without affecting the right of the receiver to buy in the un- 
delivered portion as provided in Chapter IV of the Rules adopted by the 
Governing Committee. 
This rule does not apply to bonds sold “Delayed Delivery” in which case 
the entire amount of the contract must be tendered, unless otherwise mu- 
tually agreed. 
54. In deliveries of bonds expressed in foreign moneys, the equivalent 
of $1,000 in the case of Sterling bonds shall be f200 and in the case of 
Guilder bonds shall be 2500 Guilders, and such other equivalents as may 
from time to time be fixed by the Committee. 
55. Coupon bonds must have securely attached proper coupons, warrants, 
etc. of the same serial number as the bond. The money value of a coupon