H60 
APPENDIX 
o'clock A.M. on half-holidays) unless otherwise directed by the Committee 
on Securities. 
255. Contracts in rights may be enforced in the same manner as contracts 
in listed securities can be enforced under the provisions of Chapter IV 
of the rules adopted by the Governing Committee, except that on the final 
subscription date notice of intention to close a contract and the order to 
the Secretary to make such closing shall be delivered at or before 1:00 
o'clock P.M. (10:30 o'clock A.M. on half-holidays) but such contracts shall 
not be closed before 1:05 o’clock P.M. (11.05 o'clock A.M. on half-holidays). 
256. Except as herein otherwise provided, the rules for delivery of 
Certificates of Stock, where applicable, must be complied with in respect 
to warrants for rights. 
257. The unit of trading in rights shall be 100 rights, except as other- 
wise directed by the Committee on Securities in any particular case. 
258. Warrants delivered in settlement of contracts in rights shall be 
for the exact amount of the trading unit, or for lesser amounts aggregating 
the trading unit, unless otherwise agreed. 
259. A contract for less than one trading unit shall be settled by delivery 
of a warrant for the exact amount contracted for or warrants for lesser 
amounts, aggregating the amount of the contract. 
260. A warrant with an assignment executed by a Married Woman, 
Widow, or Unmarried Woman, is a delivery without notarial acknowl- 
edgment. 
261. A warrant with an assignment executed by a trustee, guardian, 
executor, administrator, assignee, receiver in bankruptcy, or for a corpora- 
‘ion, is not a delivery unless passed by the Committee on Securities. 
262. A warrant with an assignment executed by a deceased person, infant, 
agent, attorney or a firm that has ceased to exist is not a delivery, except 
as provided in Rule 35. 
263. Rights to Subscribe represented by warrants issued with or attached 
to listed securities, when admitted to dealings upon the Exchange by the 
Committee on Securities shall be dealt in as prescribed hy the Committee 
in each particular case. 
(XVIf) The following excerpts from Chapter IV of the Stock 
Exchange Constitution and Rules bear especiallv on closing of defaulted 
contracts: 
SEC. 2. A contract in listed securities which has not been fulfilled accord- 
ing to the terms thereof may be officially closed by the Secretary, or by a 
member of the Committee of Arrangements, or by a person designated by 
the Committee of Arrangements, as provided in these rules. 
The order to close such contract shall be delivered to the Secretary and 
the notice of intention to make such a closing must be delivered at the 
registered address of the member or firm in default; the order to close 
and the notice of intention to close shall be delivered at or before 2:30 
P.M. on any day, but such contract shall not be closed before 2:35 
s'clock pou. 
These regulations are supplemented by 
Clearing Corporation Bv-laws and Rules. 
Rule 32 on the Stock