APPENDIX 
66 
(XVIg) The following is the text of the questionnaire form: 
New York Stock Exchange 
QUESTIONNAIRE FOR REGISTERED MeMBER FirMS 
i. Total Bank Balances. 
Enter separately, amount of contribution to Clearing Fund of Stock 
Clearing Corporation, and deposits with Trust Companies to guaran- 
tee Cotton Contracts, etc. 
2. Total Money Borrowed, and Total Value of Collateral. 
Enter separately, accounts carried for your firm by other banking or 
brokerage houses, showing Debit and Credit money balances and 
value of securities both Long and Short. 
State Ledger Balances in the following accounts: 
Stock Borrowed, 
Stock Loaned, 
Failed to Deliver, 
Failed to Receive. 
3. Market Value of Negotiable Securities in Box and Transfer 
Books. 
Classify as follows: 
Listed on New York Stock Exchange. 
Market value over $5 per share. 
Market value under $5 per share. 
Not listed on New York Stock Exchange. 
Market value over $35 per share. 
Market value under $5 per share. 
Note) —Do not include the value of any securities in “Safe Keen- 
ing,” nor the value of any securities carried as “long” if paid tor 
in full by customers. 
4. Customers Accounts. (All personal accounts other than members - 
the firm.) 
(a) Total Ledger DEBIT BALANCES in Customers Accounts. 
Classify as follows: 
(- Secured (State value of securities). 
T—-Partly secured (State value of securities) 
11I—Unsecured. 
‘b) Total Ledger CREDIT BALANCES in Customers Accounts. 
Classify as follows: 
Against market value of short sales of securities. 
{State value of these short securities.) 
_Customers’ credits as margin on open contracts in grain, 
cotton and other commodities. (State equity and deficit 
with these contracts figured at the market.) 
[II—Free Credit Balances. 
Note)—Do not include in answers to Question 4 the value of any 
securities in “Safe Keeping” nor the value of any securities 
~arried as “long” if paid for in full by customers.