Commission broker,
work of, 82, 158
Commission house,
bookkeeping, 422
clientele, 82
interest charges, 427
operations of, 418
organization of, 410
part of Exchange system, 84
Commission rates, N.Y.S.E., 74, 648
Commission rules, 456
Commissions on give-ups, 615
Commodity markets, 400
Commons, Prof. J. R., quoted, 544,
— 033
Comparison,
process of, 312, 315, 316, 323
Conant, C. A., quoted, 117, 508, 543,
667, 668, 671
Conference, Committee on, 4_
Confirmation, 419
Consolidated Stock Exchange,
Consols, British, 18
Constitution of N.Y.S.E,, 74,
Constitution, Committee on, 4
Contango loans, 620
Contingent lists, S.C.C,, 38, «
Continuous markets, 67
Contracts,
closed under the rule, 45:
defaulted, 660
disputes concerning, 453
Corinth, 34
Corners,
described, 603
efforts to prevent, 194
how they arise, 106
Corporations,
advantages over partnerships, a.
America’s debt to, 9
development of American, 7:
financing of, 87
forbidden membership in N.z.5.k
652
origin of, 9
publicity in listing,
Coupons,
payment of, 257
Credit list, S.C.C,, 354
Creditor nation,
America as, 57
Credit operations, 175, 179, 195
Crossing orders, 213, 224
INDEX
712
“Crowd,” 162
Curb markets, 580 (See also “N. Y.
Curb Market”)
Customers’ orders,
precedence of, 211
Customers’ statements, 423
Daily settlement system, 311, 313
Day Branch (See also “Stock Clear:
ing Corp.”)
clears only money amounts, 315
quarters of, 383
Day loans, 343, 398
Dealer,
definition of, 81
function of, 202
Dealing,
by member for himself, 615
Dealings on floor,
code for, 590
Deflation,
of call loans 1919-21, 634
Delayed deliveries,
of bonds, 270
Delivery by transfer, 304
Delivery rules, N.Y.S.E., 654
Delivery tickets, 348, 301
Delivery time,
on tape, 5909
Department of Commerce,
trade statistics, 526
Distribution of securities,
call loans and, 302
statistics on, 586
through odd-lot dealer, 252
Distribution statements for listing,
98, 99
Dividends,
on short sales, 188, 427
payment of, 20, 23, 25
‘Don’t Know” contracts, 617
Dos Passos, J. R., quoted, 468
Dutch East India Company, 10, 13
Economist, N.Y.S.E., 445, 641, 672
Egypt, markets of, 30
Ehrenberg, R., reference, 537
Elizabeth, financing under, §
Emery, H. C., quoted, 48, 114, 141
154, 201, 345, 588, 590, 608
Erie Canal, 65
Esau, 142
European investors, 70