Full text: The work of the Stock Exchange

Commission broker, 
work of, 82, 158 
Commission house, 
bookkeeping, 422 
clientele, 82 
interest charges, 427 
operations of, 418 
organization of, 410 
part of Exchange system, 84 
Commission rates, N.Y.S.E., 74, 648 
Commission rules, 456 
Commissions on give-ups, 615 
Commodity markets, 400 
Commons, Prof. J. R., quoted, 544, 
— 033 
Comparison, 
process of, 312, 315, 316, 323 
Conant, C. A., quoted, 117, 508, 543, 
667, 668, 671 
Conference, Committee on, 4_ 
Confirmation, 419 
Consolidated Stock Exchange, 
Consols, British, 18 
Constitution of N.Y.S.E,, 74, 
Constitution, Committee on, 4 
Contango loans, 620 
Contingent lists, S.C.C,, 38, « 
Continuous markets, 67 
Contracts, 
closed under the rule, 45: 
defaulted, 660 
disputes concerning, 453 
Corinth, 34 
Corners, 
described, 603 
efforts to prevent, 194 
how they arise, 106 
Corporations, 
advantages over partnerships, a. 
America’s debt to, 9 
development of American, 7: 
financing of, 87 
forbidden membership in N.z.5.k 
652 
origin of, 9 
publicity in listing, 
Coupons, 
payment of, 257 
Credit list, S.C.C,, 354 
Creditor nation, 
America as, 57 
Credit operations, 175, 179, 195 
Crossing orders, 213, 224 
INDEX 
712 
“Crowd,” 162 
Curb markets, 580 (See also “N. Y. 
Curb Market”) 
Customers’ orders, 
precedence of, 211 
Customers’ statements, 423 
Daily settlement system, 311, 313 
Day Branch (See also “Stock Clear: 
ing Corp.”) 
clears only money amounts, 315 
quarters of, 383 
Day loans, 343, 398 
Dealer, 
definition of, 81 
function of, 202 
Dealing, 
by member for himself, 615 
Dealings on floor, 
code for, 590 
Deflation, 
of call loans 1919-21, 634 
Delayed deliveries, 
of bonds, 270 
Delivery by transfer, 304 
Delivery rules, N.Y.S.E., 654 
Delivery tickets, 348, 301 
Delivery time, 
on tape, 5909 
Department of Commerce, 
trade statistics, 526 
Distribution of securities, 
call loans and, 302 
statistics on, 586 
through odd-lot dealer, 252 
Distribution statements for listing, 
98, 99 
Dividends, 
on short sales, 188, 427 
payment of, 20, 23, 25 
‘Don’t Know” contracts, 617 
Dos Passos, J. R., quoted, 468 
Dutch East India Company, 10, 13 
Economist, N.Y.S.E., 445, 641, 672 
Egypt, markets of, 30 
Ehrenberg, R., reference, 537 
Elizabeth, financing under, § 
Emery, H. C., quoted, 48, 114, 141 
154, 201, 345, 588, 590, 608 
Erie Canal, 65 
Esau, 142 
European investors, 70
	        
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