Statistical manual

The work of the Stock Exchange

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Monograph

Identifikator:: 1016561377

URN:: urn:nbn:de:zbw-retromon-85201

Document type:: Monograph

Author:: Spann, Othmar http://d-nb.info/gnd/118615904

Title:: Tote und lebendige Wissenschaft

Edition:: Zweite, stark vermehrte und durchgesehene Auflage

Place of publication:: Jena

Publisher:: Verlag von Gustav Fischer

Year of publication:: 1925

Scope:: XV, 172 Seiten

Digitisation:: 2019

Collection:: Economics Books

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Chapter

Document type:: Monograph

Structure type:: Chapter

Title:: Bemerkungen zu Max Webers Soziologie

Collection:: Economics Books

APPENDIX 561 disposal would impair or materially affect its financial position or the nature or extent of its operations as theretofore conducted. 3. To publish periodical statements of earnings, as agreed upon with the Committee. 4. To publish at least once in each year and submit to stockholders at least fifteen days in advance of the annual meeting of the corporation, a Balance Sheet, an Income Statement for the last fiscal year and a Surplus statement of the applicant company as a separate corporate entity and of each corporation in which it holds directly or indirectly a majority of the voting stock; or, in lieu thereof, eliminating all intercompany transactions : (a) a similar set of financial statements fully consolidated as to the applicant company and all corporations in which ‘t owns directly or indirectly a majority of the voting stock, or (b) a similar set of financial statements consolidated as to the appli- cant company and specifically named or described subsidiaries, with sepa- rate similar financial statements for each unconsolidated corporation in which the applicant company holds directly or indirectly a majority of the voting stock. Such statements shall disclose fully the nature and extent of the interest of the applicant company in the corporations whose unconsolidated financial statements are furnished, and also the existence of any default in interest. cumulative dividend requirements or sinking fund or redemption fund requirements of any of the corporations whose accounts are thus consoli- dated or separately shown. 5. To publish all future annual financial statements of any character, in the form contained in the listing application and, in the publication of reports of earnings for any period of less than a fiscal year, to show net profits in the aggregate and per share after Depreciation, Depletion, Income Taxes and Interest, estimating the proportionate amount of these items as accurately as may be if not finally determined at date of publication. 6. Not itself, and not to permit any subsidiary, directly or indirectly con- trolled, to take up as Income stock dividends received at an amount greater than that charged against Earnings, Earned Surplus or both of them by the issuing Company in relation thereto. 7. To maintain, in accordance with the rules of the Stock Exchange, a transfer office or agency in the Borough of Manhattan, City of New York, where all listed securities shall be directly transferable, and the principal of all listed securities with interest or dividends thereon shall be payable; also a registry office in the Borough of Manhattan, City of New York, south of Chambers Street, other than its transfer office or agency in said city, where all listed securities shall be registered. If its transfer books should be permanently closed, to continue to split up certificates of listed stock into smaller denominations in the same name so long as such stock shall be retained upon its list by the New York Stock Exchange. If its transfer office or agency should be or should become located north of Chambers Street, to arrange, at its own cost and expense that its registry office will receive and re-deliver all securities deposited at such registry office for the purpose of transfer. 8. To notify the Stock Exchange thirty days in advance of the effective date of any change in the authorized amounts of listed securities. 9. Not to add to the number of its transfer agencies, nor to make any change of a transfer agency or of a trustee of its bonds or other securities

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